1290a and indeed any other similar distinction that in the discussion of aristocracy has been stated to constitute a part of the state (for there we distinguished how many necessary parts there are of which every state must consist); for sometimes all of these parts participate in the constitution and sometimes a smaller or a larger number ofthem. It is clear therefore that there must necessarily be several forms of constitution differing in kind from one another, inasmuch as these parts differ in kind among themselves. For a constitution means the arrangement of the magistracies, and this all people plan out either according to the power of those who share political rights, or according to some common equality between them, I mean for example between the poor or between the rich, or some equality common to them both.1 It follows therefore that there are as many forms of constitution as there are modes of arrangement according to the superiorities and the differences of the sections. But the forms mostly are thought to be two—just as in the case of the winds we speak of some as north and some as south and regard the rest as deviations from these,2 so also of constitutions there are held to be two forms, democracy and oligarchy; for men reckon aristocracy as a kind of oligarchy because it is oligarchy of a sort, and what is called constitutional government as democracy, just as in the case of the winds they reckon the west wind as a kind of north wind and the east wind as a kind of south wind.And the case is similar with musical modes, as some people say: for there too they posit two kinds, the Dorian mode and the Phrygian, and call the other scales some of them Dorian and the others Phrygian. For the most part therefore they are accustomed to think in this way about the constitutions; but it is truer and better to class them as we did, and assuming that there are two well-constructed forms, or else one, to say that the others are deviations, some from the well-blended constitution and the others from the best one, the more tense and masterful constitutions being oligarchic and the relaxed and soft ones demotic.
But it is not right to define democracy, as some people are in the custom of doing now, merely as the constitution in which the multitude is sovereign (for even in oligarchies and everywhere the majority is sovereign) nor oligarchy as the constitution in which a few are sovereign over the government. For if the whole number were thirteen hundred, and a thousand of these were rich and did not give the three hundred poor a share in the government although they were free-born and like themselves in all other respects, no one would say that this people was governed democratically; and similarly also if there were few poor, but these more powerful than the rich who were more numerous, no one would call such a government a democracy either, if the other citizens being rich had no share in the honors.
Rather therefore ought we to say that it is a democracy 1290b when the free are sovereign and an oligarchy when the rich are, but that it comes about that the sovereign class in a democracy is numerous and that in an oligarchy small because there are many men of free birth and few rich. For otherwise, suppose people assigned the offices by height, as some persons3 say is done in Ethiopia, or by beauty, that would be an oligarchy, because both the handsome and the tall are few in number. Nevertheless it is not enough to define these constitutions even by wealth and free birth only; but inasmuch as there are more elements than one both in democracy and in oligarchy, we must add the further distinction that neither is it a democracy if the free4 being few govern the majority who are not of free birth, as for instance at Apollonia on the Ionian Gulf and at Thera (for in each of these cities the offices of honor were filled by the specially noble families who had been the first settlers of the colonies, and these were few out of many), nor is it a democracy5 if the rich rule because they are in a majority, as in ancient times at Colophon (for there the majority of the population owned large property before the war against the Lydians took place), but it is a democracy when those who are free are in the majority and have sovereignty over the government, and an oligarchy when the rich and more well bornare few and sovereign.
It has then been stated that there are several forms of constitution, and what is the cause of this; but let us take the starting-point that was laid down before6 and say that there are more forms than those mentioned, and what these forms are, and why they vary. For we agree that every state possesses not one part but several. Therefore just as, in case we intended to obtain a classification of animals, we should first define the properties necessarily belonging to every animal (for instance some of the sense organs, and the machinery for masticating and for receiving food, such as a mouth and a stomach, and in addition to these the locomotive organs of the various species), and if there were only so many necessary parts, but there were different varieties of these (I mean for instance certain various kinds of mouth and stomach and sensory organs, and also of the locomotive parts as well), the number of possible combinations of these variations will necessarily produce a variety of kinds of animals (for it is not possible for the same animal to have several different sorts of mouth, nor similarly of ears either), so that when all the possible combinations of these are taken they will all produce animal species, and there will be as many species of the animal as there are combinations of the necessary parts:—so in the same way also we shall classify the varieties of the constitutions that have been mentioned. For states also are composed not of one but of several parts, as has been said often. One of these parts therefore is the mass of persons concerned with food who are called farmers,
1291aand second is what is called the mechanic class (and this is the group engaged in the arts without which it is impossible for a city to be inhabited, and some of these arts are indispensably necessary, while others contribute to luxury or noble living), and third is a commercial class (by which I mean the class that is engaged in selling and buying and in wholesale and retail trade), and fourth is the class of manual laborers, and the fifth class is the one to defend the state in war, which is no less indispensable than the others if the people are not to become the slaves of those who come against them; for surely it is quite out of the question that it should be proper to give the name of state to a community that is by nature a slave, for a state is self-sufficient, but that which is a slave is not self-sufficient. Therefore the statement made in the Republic 7 is witty but not adequate. For Socrates says that the most necessary elements of which a state is composed are four, and he specifies these as a weaver, a farmer, a shoemaker and a builder; and then again he adds, on the ground that these are not self-sufficient, a copper-smith and the people to look after the necessary live-stock, and in addition a merchant and a retail trader. These elements together constitute the full complement of his first city,8 implying that every city is formed for the sake of the necessaries of life and not rather for the sake of what is noble, and that it has equal need of both shoemakers and farmers; but the warrior classhe does not assign to it until as the territory is increased and comes into contact with that of the neighbors they are brought into war. But yet even among the four partners or whatever their number be there must necessarily be somebody to assign justice and to judge their claims; inasmuch therefore as one would count the soul of an animal to be more a part of it than the body, so also the factors in states corresponding to the soul must be deemed to be parts of them more than those factors which contribute to necessary utility,—the former being the military class and the class that plays a part in judicial justice, and in addition to these the deliberative class, deliberation being a function of political intelligence. And it makes no difference to the argument whether these functions are held by special classes separately or by the same persons; for it often happens for the same men to be both soldiers and farmers. Hence inasmuch as both groups9 of classes must be counted parts of the state, it is clear that the heavy-armed soldiery at any rate10 must be a part of the state. And a seventh class is the one that serves the community by means of its property, the class that we call the rich. And an eighth is the class of public servants, that is, those who serve in the magistracies, inasmuch as without rulers it is impossible for a city to exist; it is therefore necessary that there should be some men who are able to govern and who render this service to the state either continuously or in turn. And there remain the classes which we happen to have defined just before, the deliberative class and the one that judges the claims of litigants. If therefore it is proper for the states to have these functions performed, and well and justly performed,
and indeed any other similar distinction that in the discussion of aristocracy has been stated to constitute a part of the state (for there we distinguished how many necessary parts there are of which every state must consist); for sometimes all of these parts participate in the constitution and sometimes a smaller or a larger number ofthem. It is clear therefore that there must necessarily be several forms of constitution differing in kind from one another, inasmuch as these parts differ in kind among themselves. For a constitution means the arrangement of the magistracies, and this all people plan out either according to the power of those who share political rights, or according to some common equality between them, I mean for example between the poor or between the rich, or some equality common to them both. It follows therefore that there are as many forms of constitution as there are modes of arrangement according to the superiorities and the differences of the sections. But the forms mostly are thought to be two—just as in the case of the winds we speak of some as north and some as south and regard the rest as deviations from these, so also of constitutions there are held to be two forms, democracy and oligarchy; for men reckon aristocracy as a kind of oligarchy because it is oligarchy of a sort, and what is called constitutional government as democracy, just as in the case of the winds they reckon the west wind as a kind of north wind and the east wind as a kind of south wind.And the case is similar with musical modes, as some people say: for there too they posit two kinds, the Dorian mode and the Phrygian, and call the other scales some of them Dorian and the others Phrygian. For the most part therefore they are accustomed to think in this way about the constitutions; but it is truer and better to class them as we did, and assuming that there are two well-constructed forms, or else one, to say that the others are deviations, some from the well-blended constitution and the others from the best one, the more tense and masterful constitutions being oligarchic and the relaxed and soft ones demotic.
But it is not right to define democracy, as some people are in the custom of doing now, merely as the constitution in which the multitude is sovereign (for even in oligarchies and everywhere the majority is sovereign) nor oligarchy as the constitution in which a few are sovereign over the government. For if the whole number were thirteen hundred, and a thousand of these were rich and did not give the three hundred poor a share in the government although they were free-born and like themselves in all other respects, no one would say that this people was governed democratically; and similarly also if there were few poor, but these more powerful than the rich who were more numerous, no one would call such a government a democracy either, if the other citizens being rich had no share in the honors.
Rather therefore ought we to say that it is a democracy
κατʼ ἀρετήν,
when the free are sovereign and an oligarchy when the rich are, but that it comes about that the sovereign class in a democracy is numerous and that in an oligarchy small because there are many men of free birth and few rich. For otherwise, suppose people assigned the offices by height, as some persons say is done in Ethiopia, or by beauty, that would be an oligarchy, because both the handsome and the tall are few in number. Nevertheless it is not enough to define these constitutions even by wealth and free birth only; but inasmuch as there are more elements than one both in democracy and in oligarchy, we must add the further distinction that neither is it a democracy if the free being few govern the majority who are not of free birth, as for instance at Apollonia on the Ionian Gulf and at Thera (for in each of these cities the offices of honor were filled by the specially noble families who had been the first settlers of the colonies, and these were few out of many), nor is it a democracy if the rich rule because they are in a majority, as in ancient times at Colophon (for there the majority of the population owned large property before the war against the Lydians took place), but it is a democracy when those who are free are in the majority and have sovereignty over the government, and an oligarchy when the rich and more well bornare few and sovereign.
It has then been stated that there are several forms of constitution, and what is the cause of this; but let us take the starting-point that was laid down before and say that there are more forms than those mentioned, and what these forms are, and why they vary. For we agree that every state possesses not one part but several. Therefore just as, in case we intended to obtain a classification of animals, we should first define the properties necessarily belonging to every animal (for instance some of the sense organs, and the machinery for masticating and for receiving food, such as a mouth and a stomach, and in addition to these the locomotive organs of the various species), and if there were only so many necessary parts, but there were different varieties of these (I mean for instance certain various kinds of mouth and stomach and sensory organs, and also of the locomotive parts as well), the number of possible combinations of these variations will necessarily produce a variety of kinds of animals (for it is not possible for the same animal to have several different sorts of mouth, nor similarly of ears either), so that when all the possible combinations of these are taken they will all produce animal species, and there will be as many species of the animal as there are combinations of the necessary parts:—so in the same way also we shall classify the varieties of the constitutions that have been mentioned. For states also are composed not of one but of several parts, as has been said often. One of these parts therefore is the mass of persons concerned with food who are called farmers,
δῆμος μέν ἐστιν ὅταν οἱ ἐλεύθεροι κύριοι ὦσιν, ὀλιγαρχία δʼ ὅταν οἱ πλούσιοι, ἀλλὰ συμβαίνει τοὺς μὲν πολλοὺς εἶναι τοὺς δʼ ὀλίγους· ἐλεύθεροι μὲν γὰρ πολλοί, πλούσιοι δʼ ὀλίγοι. καὶ γὰρ ἂν εἰ κατὰ μέγεθος διενέμοντο τὰς ἀρχάς, ὥσπερ ἐν Αἰθιοπίᾳ φασί τινες, ἢ κατὰ κάλλος, ὀλιγαρχία ἦν ἄν· ὀλίγον γὰρ τὸ πλῆθος καὶ τὸ τῶν καλῶν καὶ τὸ τῶν μεγάλων. οὐ μὴν ἀλλʼ οὐδὲ τούτοις μόνον ἱκανῶς ἔχει διωρίσθαι τὰς πολιτείας ταύτας· ἀλλʼ ἐπεὶ πλείονα μόρια καὶ τοῦ δήμου καὶ τῆς ὀλιγαρχίας εἰσίν, ἔτι διαληπτέον ὡς οὔτʼ ἂν οἱ ἐλεύθεροι ὀλίγοι ὄντες πλειόνων καὶ μὴ ἐλευθέρων ἄρχωσι, δῆμος, οἷον ἐν Ἀπολλωνίᾳ τῇ ἐν τῷ Ἰονίῳ καὶ ἐν Θήρᾳ (ἐν τούτων γὰρ ἑκατέρᾳ τῶν πόλεων ἐν ταῖς τιμαῖς ἦσαν οἱ διαφέροντες κατʼ εὐγένειαν καὶ πρῶτοι κατασχόντες τὰς ἀποικίας, ὀλίγοι ὄντες, πολλῶν), οὔτε ἂν οἱ πλούσιοι διὰ τὸ κατὰ πλῆθος ὑπερέχειν, δῆμος, οἷον ἐν Κολοφῶνι τὸ παλαιόν (ἐκεῖ γὰρ ἐκέκτηντο μακρὰν οὐσίαν οἱ πλείους πρὶν γενέσθαι τὸν πόλεμον τὸν πρὸς Λυδούς), ἀλλʼ ἔστι δημοκρατία μὲν ὅταν οἱ ἐλεύθεροι καὶ ἄποροι πλείους ὄντες κύριοι τῆς ἀρχῆς ὦσιν, ὀλιγαρχία δʼ ὅταν οἱ πλούσιοι καὶ εὐγενέστεροι ὀλίγοι ὄντες.
ὅτι μὲν οὖν πολιτεῖαι πλείους, καὶ διʼ ἣν αἰτίαν, εἴρηται· διότι δὲ πλείους τῶν εἰρημένων, καὶ τίνες καὶ διὰ τί, λέγωμεν ἀρχὴν λαβόντες τὴν εἰρημένην πρότερον. ὁμολογοῦμεν γὰρ οὐχ ἓν μέρος ἀλλὰ πλείω πᾶσαν ἔχειν πόλιν. ὥσπερ οὖν εἰ ζῴου προῃρούμεθα λαβεῖν εἴδη, πρῶτον ἂν ἀποδιωρίζομεν ἅπερ ἀναγκαῖον πᾶν ἔχειν ζῷον (οἷον ἔνιά τε τῶν αἰσθητηρίων καὶ τὸ τῆς τροφῆς ἐργαστικὸν καὶ δεκτικόν, οἷον στόμα καὶ κοιλίαν, πρὸς δὲ τούτοις, οἷς κινεῖται μορίοις ἕκαστον αὐτῶν)· εἰ δὲ τοσαῦτα εἴη μόνον, τούτων δʼ εἶεν διαφοραί (λέγω δʼ οἷον στόματός τινα πλείω γένη καὶ κοιλίας καὶ τῶν αἰσθητηρίων, ἔτι δὲ καὶ τῶν κινητικῶν μορίων), ὁ τῆς συζεύξεως τῆς τούτων ἀριθμὸς ἐξ ἀνάγκης ποιήσει πλείω γένη ζῴων (οὐ γὰρ οἷόν τε ταὐτὸν ζῷον ἔχειν πλείους στόματος διαφοράς, ὁμοίως δὲ οὐδʼ ὤτων), ὥσθʼ ὅταν ληφθῶσι τούτων πάντες οἱ ἐνδεχόμενοι συνδυασμοί, ποιήσουσιν εἴδη ζῴου, καὶ τοσαῦτʼ εἴδη τοῦ ζῴου ὅσαι περ αἱ συζεύξεις τῶν ἀναγκαίων μορίων εἰσίν—τὸν αὐτὸν δὴ τρόπον καὶ τῶν εἰρημένων πολιτειῶν. καὶ γὰρ αἱ πόλεις οὐκ ἐξ ἑνὸς ἀλλʼ ἐκ πολλῶν σύγκεινται μερῶν, ὥσπερ εἴρηται πολλάκις. ἓν μὲν οὖν ἐστι τὸ περὶ τὴν τροφὴν πλῆθος, οἱ καλούμενοι γεωργοί,
and second is what is called the mechanic class (and this is the group engaged in the arts without which it is impossible for a city to be inhabited, and some of these arts are indispensably necessary, while others contribute to luxury or noble living), and third is a commercial class (by which I mean the class that is engaged in selling and buying and in wholesale and retail trade), and fourth is the class of manual laborers, and the fifth class is the one to defend the state in war, which is no less indispensable than the others if the people are not to become the slaves of those who come against them; for surely it is quite out of the question that it should be proper to give the name of state to a community that is by nature a slave, for a state is self-sufficient, but that which is a slave is not self-sufficient. Therefore the statement made in the Republic is witty but not adequate. For Socrates says that the most necessary elements of which a state is composed are four, and he specifies these as a weaver, a farmer, a shoemaker and a builder; and then again he adds, on the ground that these are not self-sufficient, a copper-smith and the people to look after the necessary live-stock, and in addition a merchant and a retail trader. These elements together constitute the full complement of his first city, implying that every city is formed for the sake of the necessaries of life and not rather for the sake of what is noble, and that it has equal need of both shoemakers and farmers; but the warrior classhe does not assign to it until as the territory is increased and comes into contact with that of the neighbors they are brought into war. But yet even among the four partners or whatever their number be there must necessarily be somebody to assign justice and to judge their claims; inasmuch therefore as one would count the soul of an animal to be more a part of it than the body, so also the factors in states corresponding to the soul must be deemed to be parts of them more than those factors which contribute to necessary utility,—the former being the military class and the class that plays a part in judicial justice, and in addition to these the deliberative class, deliberation being a function of political intelligence. And it makes no difference to the argument whether these functions are held by special classes separately or by the same persons; for it often happens for the same men to be both soldiers and farmers. Hence inasmuch as both groups of classes must be counted parts of the state, it is clear that the heavy-armed soldiery at any rate must be a part of the state. And a seventh class is the one that serves the community by means of its property, the class that we call the rich. And an eighth is the class of public servants, that is, those who serve in the magistracies, inasmuch as without rulers it is impossible for a city to exist; it is therefore necessary that there should be some men who are able to govern and who render this service to the state either continuously or in turn. And there remain the classes which we happen to have defined just before, the deliberative class and the one that judges the claims of litigants. If therefore it is proper for the states to have these functions performed, and well and justly performed,
δεύτερον δὲ τὸ καλούμενον βάναυσον (ἔστι δὲ τοῦτο τὸ περὶ τὰς τέχνας ὧν ἄνευ πόλιν ἀδύνατον οἰκεῖσθαι· τούτων δὲ τῶν τεχνῶν τὰς μὲν ἐξ ἀνάγκης ὑπάρχειν δεῖ, τὰς δὲ εἰς τρυφὴν ἢ τὸ καλῶς ζῆν), τρίτον δὲ τὸ ἀγοραῖον (λέγω δʼ ἀγοραῖον τὸ περὶ τὰς πράσεις καὶ τὰς ὠνὰς καὶ τὰς ἐμπορίας καὶ καπηλείας διατρῖβον), τέταρτον δὲ τὸ θητικόν, πέμπτον δὲ γένος τὸ προπολεμῆσον, ὃ τούτων οὐθὲν ἧττόν ἐστιν ἀναγκαῖον ὑπάρχειν, εἰ μέλλουσι μὴ δουλεύσειν τοῖς ἐπιοῦσιν. μὴ γὰρ ἓν τῶν ἀδυνάτων ᾖ πόλιν ἄξιον εἶναι καλεῖν τὴν φύσει δούλην· αὐτάρκης γὰρ ἡ πόλις, τὸ δὲ δοῦλον οὐκ αὔταρκες. διόπερ ἐν τῇ Πολιτείᾳ κομψῶς τοῦτο, οὐχ ἱκανῶς δὲ εἴρηται. φησὶ γὰρ ὁ Σωκράτης ἐκ τεττάρων τῶν ἀναγκαιοτάτων πόλιν συγκεῖσθαι, λέγει δὲ τούτους ὑφάντην καὶ γεωργὸν καὶ σκυτοτόμον καὶ οἰκοδόμον· πάλιν δὲ προστίθησιν, ὡς οὐκ αὐτάρκων τούτων, χαλκέα καὶ τοὺς ἐπὶ τοῖς ἀναγκαίοις βοσκήμασιν, ἔτι δʼ ἔμπορόν τε καὶ κάπηλον· καὶ ταῦτα πάντα γίνεται πλήρωμα τῆς πρώτης πόλεως, ὡς τῶν ἀναγκαίων τε χάριν πᾶσαν πόλιν συνεστηκυῖαν, ἀλλʼ οὐ τοῦ καλοῦ μᾶλλον, ἴσον τε δεομένην σκυτέων τε καὶ γεωργῶν. τὸ δὲ προπολεμοῦν οὐ πρότερον ἀποδίδωσι μέρος πρὶν ἢ τῆς χώρας αὐξομένης καὶ τῆς τῶν πλησίον ἁπτομένης εἰς πόλεμον καταστῶσιν. ἀλλὰ μὴν καὶ ἐν τοῖς τέτταρσι καὶ τοῖς ὁποσοισοῦν κοινωνοῖς ἀναγκαῖον εἶναί τινα τὸν ἀποδώσοντα καὶ κρινοῦντα τὸ δίκαιον. εἴπερ οὖν καὶ ψυχὴν ἄν τις θείη ζῴου μόριον μᾶλλον ἢ σῶμα, καὶ πόλεων τὰ τοιαῦτα μᾶλλον θετέον τῶν εἰς τὴν ἀναγκαίαν χρῆσιν συντεινόντων, τὸ πολεμικὸν καὶ τὸ μετέχον δικαιοσύνης δικαστικῆς, πρὸς δὲ τούτοις τὸ βουλευόμενον, ὅπερ ἐστὶ συνέσεως πολιτικῆς ἔργον. καὶ ταῦτʼ εἴτε κεχωρισμένως ὑπάρχει τισὶν εἴτε τοῖς αὐτοῖς, οὐθὲν διαφέρει πρὸς τὸν λόγον· καὶ γὰρ ὁπλιτεύειν καὶ γεωργεῖν συμβαίνει τοῖς αὐτοῖς πολλάκις. ὥστε εἴπερ καὶ ταῦτα καὶ ἐκεῖνα θετέα μόρια τῆς πόλεως, φανερὸν ὅτι τό γε ὁπλιτικὸν ἀναγκαῖόν ἐστι μόριον τῆς πόλεως.
ἕβδομον δὲ τὸ ταῖς οὐσίαις λειτουργοῦν, ὃ καλοῦμεν εὐπόρους. ὄγδοον δὲ τὸ δημιουργικὸν καὶ τὸ περὶ τὰς ἀρχὰς λειτουργοῦν, εἴπερ ἄνευ ἀρχόντων ἀδύνατον εἶναι πόλιν. ἀναγκαῖον οὖν εἶναί τινας τοὺς δυναμένους ἄρχειν καὶ λειτουργοῦντας ἢ συνεχῶς ἢ κατὰ μέρος τῇ πόλει ταύτην τὴν λειτουργίαν. λοιπὰ δὲ περὶ ὧν τυγχάνομεν διωρικότες ἀρτίως, τὸ βουλευόμενον καὶ τὸ κρῖνον περὶ τῶν δικαίων τοῖς ἀμφισβητοῦσιν. εἴπερ οὖν ταῦτα δεῖ γινέσθαι ταῖς πόλεσι, καὶ καλῶς γενέσθαι καὶ δικαίως,
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