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🏛️ Politics · Book IV · 1293a–1294a

1293a And a fourth kind of democracy is the one that has been the last in point of time to come into existence in the states. Because the states have become much greater than the original ones and possess large supplies of revenue, while all the citizens have a share in the government because of the superiority1 of the multitude, all actually take part in it and exercise their citizenship because even the poor are enabled to be at leisure by receiving pay. Indeed the multitude in this kind of state has a very great deal of leisure, for they are not hampered at all by the care of their private affairs, but the rich are, so that often they take no part in the assembly nor in judging lawsuits. Owing to this the multitude of the poor becomes sovereign over the government, instead of the laws. Such in number and in nature are the kinds of democracy that these causes necessarily bring into existence. To turn to the varieties and of oligarchy, when more men possess property, but less of it and not a very large amount, this is the first form of oligarchy; for they allow the man that acquires property the right to participate, and because there is a large number of persons participating in the government it necessarily follows that not the men but the law is sovereign (for the farther removed they are from monarchy, and as they have not so much property as to be idle and neglect it, nor yet so little as to be kept at the expense of the state,they are compelled to call upon the law to rule instead of ruling themselves). But then if the owners of the properties are fewer than those who owned them previously, and own more, the second form of oligarchy comes into being; for as they become stronger they claim to have a larger share, and therefore they themselves select those from among the rest of the citizens who go into the government, but as they are not yet strong enough to rule without law they make the law conform with this.2 And if they carry matters further by becoming fewer and holding larger properties, there comes about the third advance in oligarchy, which consists in their keeping the offices in their own hands, but under a law enacting that they are to be hereditary. And when finally they attain very great pre-eminence by their wealth and their multitude of friends, a dynasty of this nature is near to monarchy, and men become supreme instead of the law; and this is the fourth kind of oligarchy, the counterpart of the last kind of democracy.

Furthermore3 there are two constitutions by the side of democracy and oligarchy, one4 of which is counted by everybody and has been referred to as one of the four forms of constitution (and the four meant are monarchy, oligarchy, democracy and fourth the form called aristocracy), but there is a fifth, entitled by the common name of them all (for it is called constitutional government), but as it does not often occur it is overlooked by those who try to enumerate the forms of constitution, and they use the four names only (as does Plato) in the list of constitutions.

1293b Now the name of aristocracy is indeed properly given to the constitution that we discussed in our first discourses5 (for it is right to apply the name “aristocracy”—“government of the best”—only to the constitution of which the citizens are best in virtue absolutely and not merely good men in relation to some arbitrary standard, for under it alone the same person is a good man and a good citizen absolutely, whereas those who are good under the other constitutions are good relatively to their own form of constitution); nevertheless there are also some constitutions that have differences both in comparison with oligarchically governed states and with what is termed constitutional government, inasmuch as in them they elect the officials not only by wealth but also by goodness; this form of constitution differs from both and is called aristocratic. For even in the states that do not pay any public attention to virtue there are nevertheless some men that are held in high esteem and are thought worthy of respect. Where then the constitution takes in view wealth and virtue as well as the common people, as for instance at Carthage, this is of the nature of an aristocracy; and so also are the states, in which the constitution, like that of Sparta, takes in view two of these things only, virtue and the common people, and there is a mingling of these two factors, democracy and virtue. These then are two kinds of aristocracy beside the first, which is the best constitution,and a third kind is those instances of what is called constitutional government that incline more in the direction of oligarchy.

It remains for us to speak about what is termed constitutional government and also about tyranny. Though neither the former nor the aristocracies spoken of just now are really deviations, we have classed them thus because in actual truth they have all fallen away from the most correct constitution, and consequently are counted with the deviation-forms, and those are deviations from them, as we said in our remarks at the beginning.6 Tyranny is reasonably mentioned last because it is the least constitutional of all governments, whereas our investigation is about constitutional government.

Having then stated the reason for this mode of classification, we have now to set forth our view about constitutional government. For its meaning is clearer now that the characteristics of oligarchy and democracy have been defined; since constitutional government is, to put it simply, a mixture of oligarchy and democracy. But people customarily give the name of constitutional government only to those among such mixed constitutions that incline towards democracy, and entitle those that incline more towards oligarchy aristocracies, because education and good birth go more with the wealthier classes, and also the wealthy are thought to have already the things to get which wrongdoers commit wrong; owing to which people apply the terms “gentry” and “notabilities” to the rich. Since therefore aristocracy means the assignment of the highest place to the best of the citizens, oligarchies also are said to be drawn rather from the gentry.

1294a And it seems an impossibility for a city governed not by the aristocracy but by the base to have well-ordered government, and similarly also for a city that has not a well-ordered government to be governed aristocratically. But to have good laws enacted but not obey them does not constitute well-ordered government. Hence one form of good government must be understood to consist in the laws enacted being obeyed, and another form in the laws which the citizens keep being well enacted (for it is possible to obey badly enacted laws). And for laws to be well enacted is possible in two ways: they must either be the best laws possible for the given people or the best absolutely. But aristocracy in the fullest sense seems to consist in the distribution of the honors according to virtue; for virtue is the defining factor of aristocracy, as wealth is of oligarchy, and freedom of democracy (while the principle that a decision of the majority is supreme is found in them all: for in both oligarchy and aristocracy and democracies whatever the larger part of those who have a share in the government decides is supreme). In most states7 then the name of aristocracy is given to that form of constitutional government,8 for the combination aims only at the well-off and the poor, wealth and freedom (since in almost the largest number of states the rich seem to occupy the place of the gentry); butas there are three things that claim equal participationin the constitution, freedom, wealth and virtue (for the fourth, what is called nobility, accompanies the two latter—nobility means ancient wealth and virtue), it is manifest that the mixture of the two factors, the rich and the poor,9 ought to be termed constitutional government, while the mixture of the three factors deserves the name of aristocracy most of all the various forms of aristocracy beside the true and best form.

It has then been stated that other forms of constitution also exist besides monarchy, democracy and oligarchy, and what their characteristics are, and how the various sorts of aristocracy and of constitutional government differ from one another; and it is manifest that aristocracy and constitutional government are not widely apart from one another.

Next to what has been said let us state the way in which what is called constitutional government comes into existence by the side of democracy and oligarchy, and how it is proper to establish it. At the same time the defining characteristics of democracy and oligarchy will also be clear; for we must grasp the distinction between these and then make a combination out of them, taking, so to say, a contribution from each. And there are three principles determining this combination or mixture. Under one plan we must adopt both features from the legislative schemes of the two different constitutions: for example, in regard to the administration of justice, in oligarchies they institute a fine for the rich if they do not serve on juries but no pay for the poor for serving, while in democracies they assign pay for the poor but no fine for the rich, but a common and intermediate principle is to have both payment and fine, and therefore this is a mark of a constitutional government, since it is a mixture of elements from both oligarchy and democracy.

Page 28 of 60 · Politics, Aristotle , tr. H. Rackham · Perseus Digital Library